Large trader reporting rule: a temporary reprieve for broker‐dealers and broadening of exemptions for capital markets transactions
Year of publication: |
2012
|
---|---|
Authors: | Sacks, Russell D. ; Blankenship, Michael J. |
Published in: |
Journal of Investment Compliance. - Emerald Group Publishing Limited, ISSN 1758-7476, ZDB-ID 2048718-6. - Vol. 13.2012, 4, p. 4-8
|
Publisher: |
Emerald Group Publishing Limited |
Subject: | Large trader | Broker‐dealers | Exemptions | LTID | SEC | Information brokers | Capital markets |
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