SEC and FDIC proposed rules on the orderly liquidation of certain large broker-dealers
Year of publication: |
2016
|
---|---|
Authors: | Blake, Andrew ; Robinson, Robert ; Rovíra, Álex ; Sommers, Charles |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 17.2016, 3, p. 42-48
|
Subject: | Securities and Exchange Commission (SEC) | Dodd-frank | Covered broker-dealer | Federal Deposit Insurance Corporation | Orderly liquidation | Securities Investor Protection Act | Einlagensicherung | Deposit insurance | Finanzmarktaufsicht | Financial supervision | Finanzmarktregulierung | Financial market regulation | Wertpapierhandel | Securities trading | Kapitalmarktrecht | Financial markets law |
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