Shari'ah Non-compliance Risk Management and Legal Documentations in Islamic Finance
| Year of publication: |
2014
|
|---|---|
| Authors: | Lahsasna, Ahcene |
| Publisher: |
Hoboken : Wiley |
| Subject: | Islamisches Finanzsystem | Islamic finance | Compliance-Management | Compliance management | Islamische Staaten | Islamic countries | Risikomanagement | Risk management | Dokumentation | Documentation |
| Description of contents: | Table of Contents [gbv.de] |
Online Resource
| Extent: | Online-Ressource (354 p) |
|---|---|
| Series: | |
| Type of publication: | Book / Working Paper |
| Language: | English |
| Notes: | Description based upon print version of record Shari`ah Non-Compliance Risk Management and Legal Documentation in Islamic Finance; Copyright; Contents; Foreword; Acknowledgments; About the Author; Introduction; 1. Problem Statement; 2. Objectives of the Research; 3. Methodology; 4. Theoretical Framework; Chapter 2: Sharī`ah Compliance in IFSA 2013 and Classification of Sharī`ah Non-Compliance Risk; 4.1. Platform/Foundation of the Research; 4.2. Fundamental Blocks of the Research; 4.2.1. Sharī`ah Building Block/ Sharī`ah Rules; 4.2.2. Legal Building Block/Legal Framework 4.2.3. The Tools and Techniques Used for Sharī`ah Non-Compliance Risk4.2.4. The Process of Risk Management and Lines of Defence; 4.3. The Application of the Banking Facility; 5. The Terms Used in This Book; Chapter 1: Fundamental Concept of Sharī`ah and Sharī`ah Non-Compliance Risk; 1.0. Introduction; 1.1. Concept of Sharī`ah; 1.2. Compliance in the Islamic Financial Institutions: An Overview; 1.2.1. Definition of Compliance; 1.2.2. Definition of Compliance Risk; 1.2.3. Consequences of Non-Compliance; 1.2.4. Objective of Compliance Operation Manual 1.2.5. General Objectives of Compliance Operation Manual1.2.6. Process of the Compliance Operation Manual (COM); 1.2.7. Compliance Standards; 1.2.8. Independence and Accountability; 1.2.9. Authority; 1.2.10. Termination/Resignation/Hand-Over of the Compliance Officer's Task; 1.3. Concept of Risk; 1.4. The Concept of Sharī`ah Non-Compliance Risk; 1.4.1. Risk from an Islamic Perspective: The Islamic Financial Services Board/IFSB Point of View; 1.4.2. Sharī`ah Compliance and Area of Coverage; 1.5. Review of the Concept of Sharī`ah Non-Compliance Risk 1.6. Features of Sharī`ah Non-Compliance Risk1.7. Sharī`ah Non-Compliance Risk Events; 1.7.1. Audit of Financial Statement; 1.7.2. Compliance Audit on Organization Structure, People, Processes, and Information Technology; 1.7.3. Review of Adequacy of Sharī`ah Governance; 1.7.4. Sharī`ah Governance Risk; 1.7.5. Sharī`ah Product-Approval Risk; 1.7.6. Sharī`ah Documentation Risk; 1.7.7. Sharī`ah Operational Risk; 1.7.8. Sharī`ah Reputational Risk; 1.7.9. Sharī`ah Treasury Risk; 1.7.10. Sharī`ah IT Risk; 1.7.11. Sharī`ah Credit Risk; 1.7.12. Sharī`ah Investment Banking/Asset Management Risk 1.8. The Sharī`ah Basis for Sharī`ah ComplianceNotes; 2.0. Introduction; 2.1. Provisions Unique to Islamic Banks in IFSA 2013; 2.1.1. Islamic Banking Business; 2.1.2. Islamic Deposit and Investment (Section 2); 2.1.3. Finance and Other Business (Section 2); 2.1.4. Sharī`ah (Section 29); 2.1.5. Sharī`ah-Related Provisions; 2.2. Sharī`ah Compliance in IFSA 2013; 2.2.1. Section 29: Power of Bank to Specify Standards on Sharī`ah Matters; 2.3. Classification of Sharī`ah Non-Compliance Risk; Notes Chapter 3: The Major Risk Elements of Sharī`ah Non-Compliance Risk and Its Causes in Islamic Finance Operations |
| ISBN: | 978-1-118-79680-1 ; 978-1-118-79684-9 ; 978-1-118-79680-1 |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011830821