The Securities and Exchange Commission ("SEC") prevails in the second circut in defending its no-admission settlement policy
Year of publication: |
2014
|
---|---|
Authors: | Healy, Terence ; Greer, Amy J. ; Herbst, Daniel Z. |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 4, p. 41-43
|
Subject: | USA | Securities and Exchange Commission (SEC) | Enforcement | Judge Jed Rakoff | No-admission policy | United States | Finanzmarktaufsicht | Financial supervision | Finanzmarktregulierung | Financial market regulation |
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