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The journal of investment compliance
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FINRA releases new guidance regarding social media and digital communications
Sacks, Russell
;
Morton, Jennifer
;
Jordan, Jenny
;
Blau, …
- In:
The journal of investment compliance
18
(
2017
)
4
,
pp. 40-44
Persistent link: https://www.econbiz.de/10011808476
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2
FINRA rule amendment requires registration of associated persons who develop algorithmic trading strategies
Foley, Michael T.
;
Angstadt, Janet M.
;
Pazzol, Ross
; …
- In:
The journal of investment compliance
17
(
2016
)
3
,
pp. 39-41
Persistent link: https://www.econbiz.de/10011623079
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