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institution:"Europäische Zentralbank"
~institution:"Internationaler Währungsfonds / Monetary and Capital Markets Department"
~institution:"USA / Government Accountability Office"
~subject:"USA"
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United States of America : detailed assessment of implementation ; financial sector assessment program ; the IOSCO objectives and principles of securities regulation ; May 2010
2010
Persistent link: https://www.econbiz.de/10003970350
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2
United States of America : detailed assessment of observance ; financial sector assessment program ; the fixed income clearing corporation ; government securities division's observ...
2010
Persistent link: https://www.econbiz.de/10003970365
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3
United States of America : detailed assessment of observance ; financial sector assessment program ; the fedwire securities service's observance's of the CPSS-IOSCO recommendations...
2010
Persistent link: https://www.econbiz.de/10003972047
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4
United States of America : detailed assessment of observance ; financial sector assessment program ; the depository trust company's observance of the CPSS-IOSCO recommendations for...
2010
Persistent link: https://www.econbiz.de/10003972050
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5
United States of America : detailed assessment of observance ; financial sector assessment program ; the national securities clearing corporation's observance of the CPSS-IOSCO rec...
2010
Persistent link: https://www.econbiz.de/10003972051
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6
Financial market regulation : agencies engaged in consolidated supervision can strengthen performance measurement and collaboration ; report to Congressional committees
2007
Persistent link: https://www.econbiz.de/10003448304
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7
Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls ; report to Congressional requesters
2005
Persistent link: https://www.econbiz.de/10003447832
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8
Public Utility Holding Company Act : opportuniteis exist to strengthen SEC's administration of the act ; report to the Ranking Minority Member, Committee on Energy and Commerce, an...
Markey, Edward J.
(
contributor
)
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2005
Persistent link: https://www.econbiz.de/10003447938
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9
Mutual fund trading abuses : lessons can be learned from SEC not having detected violations at an earlier stage ; report to the Committee on the Judiciary, House of Representatives
2005
Persistent link: https://www.econbiz.de/10003447962
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10
Securities and Exchange Commission : programs and operations
Larimore, James N.
(
contributor
)
-
2008
Persistent link: https://www.econbiz.de/10003743749
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