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~isPartOf:"Review of industrial organization : RIO"
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The journal of investment compliance
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ECONIS (ZBW)
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91
Summary of selected FINRA regulatory notices, January-February 2011
Davis, Henry A.
- In:
The journal of investment compliance
12
(
2011
)
2
,
pp. 89-100
Persistent link: https://www.econbiz.de/10009236820
Saved in:
92
FSA discussion paper on product intervention
Gleeson, Simon
;
Bates, Chris
;
Morris, Charles
- In:
The journal of investment compliance
12
(
2011
)
2
,
pp. 72-75
Persistent link: https://www.econbiz.de/10009236827
Saved in:
93
An analysis of the regulated investment company modernization Act of 2010
Hervey, Richard M.
- In:
The journal of investment compliance
12
(
2011
)
2
,
pp. 51-71
Persistent link: https://www.econbiz.de/10009236829
Saved in:
94
CFTC issues final rules prohibiting market manipulation
Lurton, Allison
;
Massey, William
;
Fleishman, Robert S.
- In:
The journal of investment compliance
12
(
2011
)
4
,
pp. 18-20
Persistent link: https://www.econbiz.de/10009411234
Saved in:
95
Summary of selected FINRA regulatory notices April - June 2010
Davis, Henry A.
- In:
The journal of investment compliance
11
(
2010
)
3
,
pp. 34-57
Persistent link: https://www.econbiz.de/10008662575
Saved in:
96
The new UK Financial Services Act 2010 makes significant reform : if trumped by recently elected coalition government proposals for a new regulatory structure
Yonge, William
- In:
The journal of investment compliance
11
(
2010
)
3
,
pp. 28-33
Persistent link: https://www.econbiz.de/10008662580
Saved in:
97
SEC adopts amendments to regulation SHO
Forbes, Jessica
;
Gnall, Gregory P.
;
Lombardo, Christine M.
- In:
The journal of investment compliance
11
(
2010
)
3
,
pp. 14-19
Persistent link: https://www.econbiz.de/10008662584
Saved in:
98
Summary of selected FINRA regulatory notices July-September 2010
Davis, Henry A.
- In:
The journal of investment compliance
11
(
2010
)
4
,
pp. 59-78
Persistent link: https://www.econbiz.de/10008772715
Saved in:
99
Enhanced protection of investors and other changes to securities regulations
Martin, David B. H.
;
Gay, Brandon K.
- In:
The journal of investment compliance
11
(
2010
)
4
,
pp. 27-36
Persistent link: https://www.econbiz.de/10008772766
Saved in:
100
The effects of average norm model regulation : the case of electricity distribution in Sweden
Jamasb, Tooraj
;
Söderberg, Magnus
- In:
Review of industrial organization : RIO
36
(
2010
)
3
,
pp. 249-269
Persistent link: https://www.econbiz.de/10003989960
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