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subject:"Financial market regulation"
~isPartOf:"Journal of financial services research : JFSR"
~isPartOf:"The journal of investment compliance"
~isPartOf:"Working paper / National Bureau of Economic Research, Inc."
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Financial market regulation
Bourse
44
Börse
44
USA
19
United States
19
Finanzmarktregulierung
15
Börsenkurs
11
Share price
11
Financial supervision
9
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Anderson, James E.
1
Angstadt, Janet M.
1
Beck Mitchum, Melissa
1
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1
Bernstein, Shai
1
Blau, Steven
1
Blumenstein, Ian B.
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Burns, James
1
Chinn, Menzie David
1
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Dye, Alan
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1
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1
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1
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1
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1
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Parrino, Richard J.
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Journal of financial services research : JFSR
The journal of investment compliance
Working paper / National Bureau of Economic Research, Inc.
Pacific-Basin finance journal
5
Brookings-Wharton papers on financial services
3
Group of Thirty publications on clearance & settlement issues
3
Investment management and financial innovations
3
Börsen, Banken und Kapitalmärkte : Festschrift für Hartmut Schmidt zum 65. Geburtstag
2
CFS working paper series
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Competition and regulation in network industries : CRNI
2
Discussion paper series / John M. Olin Center for Law, Economics, and Business, Harvard Law School
2
Discussion papers in European economic studies
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Emerging economic scenario
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International Journal of Financial Studies : open access journal
2
Journal of Indian School of Political Economy : a journal devoted to the study of Indian economy, polity, and society
2
Journal of financial economics
2
Journal of international financial markets, institutions & money
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NBER working paper series
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Reforming China's Capital Market: the Future Development Path Ser.
2
Springer eBook Collection
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The North American journal of economics and finance : a journal of financial economics studies
2
The journal of development studies : JDS
2
The journal of finance : the journal of the American Finance Association
2
Abhandlungen zum deutschen und europäischen Gesellschafts- und Kapitalmarktrecht : AGK
1
Advances in Pacific Basin business, economics, and finance
1
Afro-Asian Journal of Finance and Accounting : AAJFA
1
Apertura económica y sistema financiero : compilación de los documentos presentados en el XII Simposio sobre Mercado de Capitales, Calí, octubre 31, noviembre 1 y 2 de 1990
1
Asian Pacific economic literature
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Bankhistorisches Archiv : BA ; Zeitschrift zur Bankengeschichte
1
Biblioteca Civitas economía y empresa / Colección economía
1
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CAMA working paper series
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CSGR working paper / Centre for the Study of Globalisation and Regionalisation
1
Charles A. Dice Center Working Paper
1
Cliometrica : journal of historical economics and econometric history
1
Collection capitalismes, éthique, institutions
1
Consolidation mondiale des Bourses : rapport
1
DUV / Wirtschaftswissenschaft
1
Development of China's financial supervision and regulation
1
Discussion paper / Center for Economic Research, Tilburg University
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ECONIS (ZBW)
15
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1
The creation and evolution of entrepreneurial public markets
Bernstein, Shai
;
Dev, Abhishek
;
Lerner, Joshua
-
2018
Persistent link: https://www.econbiz.de/10011981903
Saved in:
2
Are your customer accounts in order? : SEC announces sweep of broker-dealers and implementation of the customer protection rule initiative
Beck Mitchum, Melissa
;
Xiong, Bob
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 68-74
Persistent link: https://www.econbiz.de/10011662150
Saved in:
3
SEC shortens standard settlement cycle to T+2
Burns, James
;
Anderson, James E.
;
Saunders, Kimberly Beattie
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 11-15
Persistent link: https://www.econbiz.de/10011804688
Saved in:
4
SEC approves new continued listing standards for ETFs
Teufel, Adam
;
Geissler, Christopher J.
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 21-25
Persistent link: https://www.econbiz.de/10011804736
Saved in:
5
An overview of the FINRA Rule 4210 margin amendments
Mathews, Nikiforos
;
Robison, Jonas
- In:
The journal of investment compliance
18
(
2017
)
4
,
pp. 31-35
Persistent link: https://www.econbiz.de/10011808462
Saved in:
6
FINRA releases new guidance regarding social media and digital communications
Sacks, Russell
;
Morton, Jennifer
;
Jordan, Jenny
;
Blau, …
- In:
The journal of investment compliance
18
(
2017
)
4
,
pp. 40-44
Persistent link: https://www.econbiz.de/10011808476
Saved in:
7
Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian
;
Xu, Amy
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
Saved in:
8
FINRA rule amendment requires registration of associated persons who develop algorithmic trading strategies
Foley, Michael T.
;
Angstadt, Janet M.
;
Pazzol, Ross
; …
- In:
The journal of investment compliance
17
(
2016
)
3
,
pp. 39-41
Persistent link: https://www.econbiz.de/10011623079
Saved in:
9
SEC permits abbreviated tender and exchange offers for non-convertible high-yield and investment-grade debt securities
Blumenstein, Ian B.
;
Maki, J. Eric
;
Owen, John T.
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 28-29
Persistent link: https://www.econbiz.de/10011446020
Saved in:
10
Securities and Exchange Commission announces enforcement initiative directed at reporting violations by public company insiders
Parrino, Richard J.
;
Romeo, Peter
;
Dye, Alan
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 19-24
Persistent link: https://www.econbiz.de/10011344593
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