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~isPartOf:"CESifo DICE report : journal for institutional comparisons"
~isPartOf:"Journal of securities operations & custody"
~subject:"Financial supervision"
~subject:"Globalization"
~subject:"Regulierung"
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Financial supervision
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CESifo DICE report : journal for institutional comparisons
Journal of securities operations & custody
The journal of investment compliance
89
IMF country report
34
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28
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25
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Review of the EU post-trade legislation : draft regulation to amend CSDR and regulation on a DLT pilot regime for markets infrastructures
Marsal, Pierre
- In:
Journal of securities operations & custody
15
(
2023
)
2
,
pp. 134-145
Persistent link: https://www.econbiz.de/10014267117
Saved in:
2
Securities services embrace next generation technology
Hänseler, Stephan
- In:
Journal of securities operations & custody
14
(
2022
)
4
,
pp. 290-298
Persistent link: https://www.econbiz.de/10013500547
Saved in:
3
The great entity classification conundrum in G20 derivatives regulation
McWilliam, Victoria
- In:
Journal of securities operations & custody
11
(
2018/2019
)
1
,
pp. 70-77
Persistent link: https://www.econbiz.de/10012028456
Saved in:
4
Second Markets in Financial Instruments Directive : firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requiremen...
Smith, Matt
- In:
Journal of securities operations & custody
10
(
2017/2018
)
4
,
pp. 290-295
Persistent link: https://www.econbiz.de/10011976020
Saved in:
5
The state of play of MIFID II on fund distribution
Newham, Matthew
- In:
Journal of securities operations & custody
10
(
2017/2018
)
2
,
pp. 117-124
Persistent link: https://www.econbiz.de/10011889832
Saved in:
6
Regulatory reporting : success is found in a solid foundation
Gordon, Maryse
- In:
Journal of securities operations & custody
10
(
2017/2018
)
1
,
pp. 57-66
Persistent link: https://www.econbiz.de/10011855606
Saved in:
7
What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBSR
Altman, Lloyd
- In:
Journal of securities operations & custody
9
(
2017
)
4
,
pp. 298-301
Persistent link: https://www.econbiz.de/10011796647
Saved in:
8
Best execution reporting requirements for electronic communications under MiFID II
Smith, Robin
- In:
Journal of securities operations & custody
9
(
2017
)
4
,
pp. 321-328
Persistent link: https://www.econbiz.de/10011796657
Saved in:
9
Navigating the US securities and exchange commission's evolving expectations for cybersecurity preparedness
Martinez, Vincente L.
;
Koeppel, Erin Ardale
;
Amorosi, Mark
- In:
Journal of securities operations & custody
9
(
2016/2017
)
1
,
pp. 6-17
Persistent link: https://www.econbiz.de/10011841021
Saved in:
10
The impact of regulation on buyside users of derivatives
Lund, John
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 206-214
Persistent link: https://www.econbiz.de/10011845129
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