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~isPartOf:"Journal of comparative economics : the journal of the Association for Comparative Economic Studies"
~isPartOf:"The journal of investment compliance"
~subject:"Regulierung"
~subject:"Securities enforcement"
~type_genre:"Aufsatz in Zeitschrift"
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Search: subject:"Rechtsdurchsetzung"
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Regulierung
Securities enforcement
Law enforcement
29
Rechtsdurchsetzung
29
Financial market regulation
12
Finanzmarktregulierung
12
Financial supervision
10
Finanzmarktaufsicht
10
Enforcement
6
Securities law
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Wertpapierrecht
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Financial markets law
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Kapitalmarktrecht
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USA
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United States
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Corruption
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Economic crime
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Korruption
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Securities and Exchange Commission (SEC)
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Haftung
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Kapitalmarkttheorie
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Liability
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Rechtsökonomik
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Regulatory
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Theorie
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Corporate disclosure
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Criminal policy
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Enforcement actions
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Financial crisis
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Financial industry regulatory authority (FINRA)
2
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Aufsatz in Zeitschrift
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Asaro, Michael A.
1
Beattie, Amanda
1
Benjamin, James
1
Boryshansky, Joseph
1
Brock, Denis
1
Connolly, Charles F.
1
Eisert, Edward
1
Himes, Scott
1
Linn, Courtney J.
1
Lopez, Jonathan A.
1
McCormick, Andrew M.
1
Muldoon, Lauren
1
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Journal of comparative economics : the journal of the Association for Comparative Economic Studies
The journal of investment compliance
Journal of environmental economics and management : JEEM ; the official journal of the Association of Environmental and Resource Economists
5
Journal of common market studies : JCMS
4
International review of law and economics
3
Journal of benefit-cost analysis : JBCA
3
Journal of regulatory economics
3
Market and competition law review
3
The journal of corporate finance : contracting, governance and organization
3
The journal of industrial relations : the journal of the Industrial Relations Society of Australia
3
The journal of law, economics, & organization
3
Journal of economic behavior & organization : JEBO
2
Journal of institutional and theoretical economics : JITE
2
Journal of public budgeting, accounting & financial management
2
Management science : journal of the Institute for Operations Research and the Management Sciences
2
The journal of law & economics
2
Abacus : a journal of accounting, finance and business studies
1
Accounting and finance
1
Administrative science quarterly : ASQ ; dedicated to advancing the understanding of administration through empirical investigation and theoretical analysis
1
Asia-Pacific journal of regional science
1
Auditing : a journal of practice & theory
1
Business and politics : B&P
1
China journal of accounting research : CJAR
1
Contemporary economic policy : a journal of Western Economic Association International
1
Corporate governance : the international journal for effective board performance
1
Ecological economics : the transdisciplinary journal of the International Society for Ecological Economics
1
Economic and industrial democracy
1
Economic inquiry : journal of the Western Economic Association International
1
Economics & politics
1
Economics letters
1
Economics of governance
1
Empirical economics : a journal of the Institute for Advanced Studies, Vienna, Austria
1
Empirical economics : a quarterly journal of the Institute for Advanced Studies
1
Environment and development economics
1
European financial management : the journal of the European Financial Management Association
1
European journal of law and economics
1
Frontiers of economics in China : selected publications from Chinese universities
1
IRZ : Zeitschrift für internationale Rechnungslegung
1
IZA journal of labor policy
1
IZA world of labor : evidence-based policy making
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International journal of auditing : IJA
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ECONIS (ZBW)
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1
Hong Kong SFC enforcement trends
Brock, Denis
;
Beattie, Amanda
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 105-106
Persistent link: https://www.econbiz.de/10011662208
Saved in:
2
Anti-money laundering program and suspicious activity report filing requirements for registered investment advisors : practicalities and implications of FinCEN's proposed new rule
Lopez, Jonathan A.
;
Linn, Courtney J.
;
Eisert, Edward
; …
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 54-60
Persistent link: https://www.econbiz.de/10011523896
Saved in:
3
The CFTC turns to insider trading enforcement
Himes, Scott
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 66-69
Persistent link: https://www.econbiz.de/10011523907
Saved in:
4
2014 FINRA analysis : a blockbuster year for fines
Rubin, Brian
;
McCormick, Andrew M.
- In:
The journal of investment compliance
16
(
2015
)
2
,
pp. 4-12
Persistent link: https://www.econbiz.de/10011405507
Saved in:
5
SEC’s authority to interpret the securities laws comes under fire in criminal enforcement
Boryshansky, Joseph
;
Asaro, Michael A.
;
Benjamin, James
; …
- In:
The journal of investment compliance
16
(
2015
)
2
,
pp. 41-43
Persistent link: https://www.econbiz.de/10011405529
Saved in:
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