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~isPartOf:"The journal of futures markets"
~isPartOf:"The journal of investment compliance"
~subject:"Financial crisis"
~subject:"Kapitalmarktrecht"
~subject:"Theorie"
~subject:"United States"
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Financial crisis
Kapitalmarktrecht
Theorie
United States
Financial markets law
67
Financial supervision
41
Finanzmarktaufsicht
41
Financial market regulation
37
Finanzmarktregulierung
37
USA
37
Securities and Exchange Commission (SEC)
20
Securities law
15
Wertpapierrecht
15
Derivat
11
Derivative
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9
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Dodd-Frank Act
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6
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6
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Regulierung
6
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Investment advisers
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Rechtsdurchsetzung
5
Securities and Exchange Commission
5
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5
Bourse
4
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4
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4
Hedge fund
4
Hedgefonds
4
Share price
4
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3
Broker-dealers
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EU countries
3
EU financial markets law
3
EU-Kapitalmarktrecht
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67
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English
67
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Edwards, Franklin R.
3
Callcott, W. Hardy
2
Foley, Timothy C.
2
Forbes, Jessica
2
Gelfond, Stuart
2
Greene, Nathan J.
2
Kupiec, Paul H.
2
Locke, Peter R.
2
Nathan, Daniel A.
2
Newell, John
2
Parrino, Richard J.
2
Adams, Daniel
1
Adelfio, Marco
1
Asaro, Michael A.
1
Avett, F. Reid
1
Baird, Elizabeth H.
1
Bannard, David
1
Bayless, David
1
Benjamin, James
1
Bennett, Bruce
1
Berman, Kenneth
1
Berthou, Erica
1
Bettigole, Bruce
1
Blake, Andrew
1
Blumenstein, Ian B.
1
Bondi, Bradley J.
1
Boryshansky, Joseph
1
Brady, Andrew
1
Bramnik, Robert P.
1
Breslin, William J.
1
Caiazza, Amy B.
1
Chakravarty, Sugato
1
Chan, Peter K. M.
1
Chang, Eric Chieh
1
Chunias, Jennifer
1
Clark, Michael E.
1
Cohen, Jared
1
Coleman, Joshua
1
Connolly, Charles F.
1
Corcoran, Andrea M.
1
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The journal of futures markets
The journal of investment compliance
Staff working paper / Bank of Canada
65
Bank-Archiv : Zeitschrift für das gesamte Bank- und Börsenwesen : journal of banking and financial research
38
Global financial crisis : navigating and understanding the legal and regulatory aspects
33
Journal of financial economic policy
28
Financial stability review : FSR
19
Europäische Hochschulschriften
18
Journal of financial economics
17
Arbeitspapiere / Universität Osnabrück, Institut für Handels- und Wirtschaftsrecht
16
Betriebs-Berater : BB
16
Die Aktiengesellschaft : AG : Zeitschrift für deutsches, europäisches und internationales Aktien-, Unternehmens- und Kapitalrecht
16
Journal of securities operations & custody
16
Revue d'économie financière : revue trimestrielle de l'Association Europe finances régulations
15
Unternehmensfinanzierung am Kapitalmarkt
15
Untersuchungen über das Spar-, Giro- und Kreditwesen / B
15
Zeitschrift für Bankrecht und Bankwirtschaft : ZBB
15
Journal of banking & finance
14
SpringerLink / Bücher
14
Finanz-Betrieb : FB ; Zeitschrift für Unternehmensfinanzierung und Finanzmanagement
13
Schriften zum Unternehmens- und Kapitalmarktrecht
13
Staff discussion paper
13
Die Bank
12
The business lawyer
12
Working paper
12
Yale journal on regulation
12
Abhandlungen zum deutschen und europäischen Gesellschafts- und Kapitalmarktrecht : AGK
11
CESifo working papers
11
Der Betrieb
11
Finance research letters
11
International review of financial analysis
11
Schriften des Augsburg Center for Global Economic Law and Regulation : Arbeiten zum internationalen Wirtschaftsrecht und zur Wirtschaftsregulierung
11
The Denver journal of international law and policy
11
Working paper / National Bureau of Economic Research, Inc.
11
Bank of Canada Working Paper
10
IMF Working Papers
10
Journal of international business law
10
Recht der internationalen Wirtschaft : RIW ; Betriebs-Berater international
10
NBER working paper series
9
Zeitschrift für Unternehmens- und Gesellschaftsrecht : ZGR
9
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ECONIS (ZBW)
67
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1
Securities regulators' overlapping priorities provide guidance for examination preparation
Nathan, Daniel A.
;
Marshall, Elizabeth
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 15-18
Persistent link: https://www.econbiz.de/10011662048
Saved in:
2
SEC adopts new disclosure and recordkeeping requirements for investment advisers
Greene, Nathan
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 19-24
Persistent link: https://www.econbiz.de/10011662051
Saved in:
3
The municipal advisor regulatory framework : where we are and where to next
Lanza, Ernesto
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 53-57
Persistent link: https://www.econbiz.de/10011662083
Saved in:
4
SEC requires hedge funds to prevent insider trading despite unsettled legal definition
Morgan, Nicolas
;
Zwickel, Art
;
Zaccaro, Thomas A.
; …
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 63-64
Persistent link: https://www.econbiz.de/10011662110
Saved in:
5
An update on the EU securities financing transactions regulation
Yonge, William J. G.
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 78-83
Persistent link: https://www.econbiz.de/10011662166
Saved in:
6
CFTC modernizes Rule 1.31 recordkeeping requirements
Mitchell, David S.
;
McLaughlin, Robert M.
;
Breslin, …
- In:
The journal of investment compliance
18
(
2017
)
4
,
pp. 45-49
Persistent link: https://www.econbiz.de/10011808535
Saved in:
7
The SEC provides new custody rule guidance to investment advisers
Wirig, Matthew T.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 9-12
Persistent link: https://www.econbiz.de/10011704623
Saved in:
8
Pay to play violations : an SEC focus
Van Grover, Robert
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 13-15
Persistent link: https://www.econbiz.de/10011704651
Saved in:
9
SEC enforcement actions under exchange act rule 21F-17
White, Thomas W.
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 1-10
Persistent link: https://www.econbiz.de/10011804682
Saved in:
10
SEC charges broker-dealer and AML officer for failing to file SARs related to pump-and-dump scheme
Bondi, Bradley J.
;
Petillo-Décossard, Kimberly C.
; …
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 41-43
Persistent link: https://www.econbiz.de/10011804784
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