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~isPartOf:"The journal of futures markets"
~isPartOf:"The journal of investment compliance"
~subject:"Financial crisis"
~subject:"Theorie"
~subject:"United States"
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Financial crisis
Theorie
United States
Financial markets law
67
Kapitalmarktrecht
67
Financial supervision
41
Finanzmarktaufsicht
41
Financial market regulation
37
Finanzmarktregulierung
37
USA
37
Securities and Exchange Commission (SEC)
20
Securities law
15
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38
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Edwards, Franklin R.
3
Kupiec, Paul H.
2
Locke, Peter R.
2
Parrino, Richard J.
2
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1
Berman, Kenneth
1
Berthou, Erica
1
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1
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1
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1
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1
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1
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1
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1
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1
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1
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1
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1
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The journal of futures markets
The journal of investment compliance
Staff working paper / Bank of Canada
64
Global financial crisis : navigating and understanding the legal and regulatory aspects
31
Journal of financial economic policy
28
Journal of financial economics
13
Journal of banking & finance
12
International review of financial analysis
11
Staff discussion paper
11
Yale journal on regulation
11
Bank of Canada Working Paper
10
CESifo working papers
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Financial stability review : FSR
10
IMF Working Papers
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The business lawyer
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Finance research letters
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SpringerLink / Bücher
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7
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6
Discussion paper series / John M. Olin Center for Law, Economics, and Business, Harvard Law School
6
Economics letters
6
Journal of economic behavior & organization : JEBO
6
Journal of international financial markets, institutions & money
6
Journal of macroeconomics
6
Journal of monetary economics
6
Macroeconomic dynamics
6
Research in international business and finance
6
The quarterly review of economics and finance : journal of the Midwest Economics Association ; journal of the Midwest Finance Association
6
Working Paper
6
Working paper
6
Arbeitspapiere / Universität Osnabrück, Institut für Handels- und Wirtschaftsrecht
5
ECB Working Paper
5
International Journal of Financial Studies : open access journal
5
Journal of economic dynamics & control
5
Journal of economic theory
5
Journal of financial and quantitative analysis : JFQA
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Journal of financial intermediation
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ECONIS (ZBW)
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1
Securities regulators' overlapping priorities provide guidance for examination preparation
Nathan, Daniel A.
;
Marshall, Elizabeth
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 15-18
Persistent link: https://www.econbiz.de/10011662048
Saved in:
2
SEC adopts new disclosure and recordkeeping requirements for investment advisers
Greene, Nathan
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 19-24
Persistent link: https://www.econbiz.de/10011662051
Saved in:
3
The municipal advisor regulatory framework : where we are and where to next
Lanza, Ernesto
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 53-57
Persistent link: https://www.econbiz.de/10011662083
Saved in:
4
SEC requires hedge funds to prevent insider trading despite unsettled legal definition
Morgan, Nicolas
;
Zwickel, Art
;
Zaccaro, Thomas A.
; …
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 63-64
Persistent link: https://www.econbiz.de/10011662110
Saved in:
5
The SEC provides new custody rule guidance to investment advisers
Wirig, Matthew T.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 9-12
Persistent link: https://www.econbiz.de/10011704623
Saved in:
6
Pay to play violations : an SEC focus
Van Grover, Robert
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 13-15
Persistent link: https://www.econbiz.de/10011704651
Saved in:
7
SEC enforcement actions under exchange act rule 21F-17
White, Thomas W.
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 1-10
Persistent link: https://www.econbiz.de/10011804682
Saved in:
8
SEC charges broker-dealer and AML officer for failing to file SARs related to pump-and-dump scheme
Bondi, Bradley J.
;
Petillo-Décossard, Kimberly C.
; …
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 41-43
Persistent link: https://www.econbiz.de/10011804784
Saved in:
9
SEC adopts rule to implement Dodd-Frank CEO pay ratio disclosure requirement
Parrino, Richard J.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 122-130
Persistent link: https://www.econbiz.de/10011523789
Saved in:
10
SEC targets broker-dealer implications of transaction-based deal fees
Daniel, Jason
- In:
The journal of investment compliance
17
(
2016
)
4
,
pp. 75-76
Persistent link: https://www.econbiz.de/10011616461
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