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~isPartOf:"The journal of investment compliance"
~subject:"Compliance-Management"
~type_genre:"Article in journal"
~type_genre:"Lehrbuch"
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Compliance-Management
Compliance management
5
Legal compliance
5
Normbefolgung
5
USA
3
United States
3
Compliance
2
Financial supervision
2
Finanzmarktaufsicht
2
Securities and Exchange Commission
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Criminal tax law
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Foreign account tax compliance act (FATCA)
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Article in journal
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Buchanan, Mary Beth
1
Fisher, Miriam
1
Johnson, Tyson A.
1
Kalinowski, Jeff
1
Koch, Elaine
1
Mammen, Jennifer
1
McManus, Brian
1
Pritchard, Therese
1
Prorokowski, Hubert
1
Prorokowski, Lukasz
1
Srere, Mark
1
Ziesman, Jeff
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The journal of investment compliance
ZRFC : risk, fraud & compliance ; Prävention und Aufdeckung in der Compliance-Organisation
48
Journal of securities operations & custody
9
HMD : Praxis der Wirtschaftsinformatik
7
Zeitschrift für das gesamte Genossenschaftswesen : ZfgG
7
Bank-Praktiker : rechtssicher, revisionsfest, risikogerecht
6
Corporate governance : the international journal for effective board performance
6
Journal of business ethics : JOBE
6
Journal of business research : JBR
6
International journal of disclosure and governance
5
Management information systems : mis quarterly
5
Zeitschrift Interne Revision : ZIR ; Fachzeitschrift für Wissenschaft und Praxis
5
Zeitschrift für Corporate Governance : ZCG; Leitung und Überwachung in der Unternehmens- und Prüfungspraxis
5
Business and society review : a quarterly forum on the role of business in a free society
4
Harvard business review : HBR
4
Information & management : the internat. journal of management processes and systems ; journal of IFIP Users Group
4
International journal of procurement management
4
Journal of economic behavior & organization : JEBO
4
Journal of financial regulation and compliance : an international journal
4
KSI : Krisen-, Sanierungs- und Insolvenzberatung ; Wirtschaft, Recht, Steuern
4
Managerial and decision economics : MDE ; the international journal of research and progress in management economics
4
Academy of Management journal : AMJ
3
Betriebswirtschaftliche Forschung und Praxis : BFuP
3
Corporate ownership & control : international scientific journal
3
Harvard-Business-Manager : das Wissen der Besten
3
International journal of accounting, auditing and performance evaluation : IJAAPE
3
International journal of economics and finance
3
Jahrbuch accounting, taxation & law (ATL) ... : aktuelle Fragestellungen aus Bilanz-, Steuer- und Wirtschaftsrecht für mittelständische Unternehmen
3
Journal of accounting education
3
Journal of management & governance
3
Journal of risk and financial management : JRFM
3
Lehrbuch
3
Managerial auditing journal
3
Research in accounting regulation
3
Yale journal on regulation
3
Zeitschrift für KMU und Entrepreneurship : ZfKE
3
Accounting and business research : a research quarterly publ. by the Inst. of Chartered Accountants in England and Wales
2
Accounting and taxation review : A&TR
2
American business law journal : the official publication of the American Business Law Association
2
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ECONIS (ZBW)
5
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1
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5
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5
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1
SEC touts whistleblower award to a compliance professional : use care in responding to reports of potential violations
Srere, Mark
;
Buchanan, Mary Beth
;
Koch, Elaine
;
Mammen, …
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 77-78
Persistent link: https://www.econbiz.de/10011344527
Saved in:
2
FATCA violation underlies latest US tax and securities fraud charges
Fisher, Miriam
;
McManus, Brian
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 74-76
Persistent link: https://www.econbiz.de/10011344530
Saved in:
3
Organisation of compliance across financial institutions
Prorokowski, Lukasz
;
Prorokowski, Hubert
- In:
The journal of investment compliance
15
(
2014
)
1
,
pp. 65-76
Persistent link: https://www.econbiz.de/10010366722
Saved in:
4
Recent SEC action reminds investment advisers of importance of robust compliance program
Pritchard, Therese
;
Kalinowski, Jeff
;
Ziesman, Jeff
- In:
The journal of investment compliance
14
(
2013
)
3
,
pp. 32-33
Persistent link: https://www.econbiz.de/10010222931
Saved in:
5
OFAC compliance in the securities and investment sector
In:
The journal of investment compliance
13
(
2012
)
3
,
pp. 21-26
Persistent link: https://www.econbiz.de/10009664261
Saved in:
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