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~isPartOf:"The journal of investment compliance"
~subject:"Financial investment"
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The journal of investment compliance
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SFC reminding sponsors of the need to adopt an attitude of "professional scepticism"
Hughes, Gareth
;
Comber, James
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 82-84
Persistent link: https://www.econbiz.de/10011804884
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SEC’s examination program issues a risk alert on investment adviser due diligence processes
Walsh, John H.
- In:
The journal of investment compliance
15
(
2014
)
2
,
pp. 26-28
Persistent link: https://www.econbiz.de/10010396204
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