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~isPartOf:"The journal of investment compliance"
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The journal of investment compliance
The journal of trading
41
Journal of financial markets
40
Journal of financial economics
33
The journal of futures markets
30
Journal of banking & finance
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The review of financial studies
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Finance research letters
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Journal of international financial markets, institutions & money
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NBER working paper series
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Wiley trading series
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1
Recent civil and criminal enforcement action involving
high
frequency
trading
Rossi, Matthew
;
Deis, Greg
;
Roche, Jerome
;
Przywara, …
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 5-12
Persistent link: https://www.econbiz.de/10011344596
Saved in:
2
FINRA releases new guidance regarding social media and digital communications
Sacks, Russell
;
Morton, Jennifer
;
Jordan, Jenny
;
Blau, …
- In:
The journal of investment compliance
18
(
2017
)
4
,
pp. 40-44
Persistent link: https://www.econbiz.de/10011808476
Saved in:
3
FINRA releases guidance on social media and digital communications
Wiring, Matthew T.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 48-51
Persistent link: https://www.econbiz.de/10011804801
Saved in:
4
FINRA rule amendment requires registration of associated persons who develop algorithmic trading strategies
Foley, Michael T.
;
Angstadt, Janet M.
;
Pazzol, Ross
; …
- In:
The journal of investment compliance
17
(
2016
)
3
,
pp. 39-41
Persistent link: https://www.econbiz.de/10011623079
Saved in:
5
FINRA proposes requiring registration of associated persons who develop algorithmic trading strategies
Angstadt, Janet M.
;
Foley, Michael T.
;
Pazzol, Ross
; …
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 33-36
Persistent link: https://www.econbiz.de/10011446046
Saved in:
6
High-frequency traders : a review of the challenges in registering them as dealers
Fitterman, Mark
;
Sandoval, Ignacio
- In:
The journal of investment compliance
15
(
2014
)
3
,
pp. 3-9
Persistent link: https://www.econbiz.de/10010428126
Saved in:
7
Electronic trading agreements
Alter, Beth
;
Goodwyn, Lauri
- In:
The journal of investment compliance
12
(
2011
)
1
,
pp. 41-43
Persistent link: https://www.econbiz.de/10009129914
Saved in:
8
Recent regulatory developments provide some clarifications regarding the market access rule for broker-dealers
Newman, Bruce H.
;
Mitchell, Elizabeth
;
Nicolas, Stephanie R.
- In:
The journal of investment compliance
15
(
2014
)
3
,
pp. 10-19
Persistent link: https://www.econbiz.de/10010428122
Saved in:
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