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~isPartOf:"The journal of investment compliance"
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The journal of investment compliance
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ECONIS (ZBW)
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SEC's division of investment management offers new guidance on "distribution in guise" payments
Delibert, Arthur
;
Schneider, Lori
;
Clement, Megan
; …
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 27-34
Persistent link: https://www.econbiz.de/10011523848
Saved in:
2
CFTC clarifies and expands relief relating to delegation of commodity pool operator responsibilities
Meer, Cary
;
Patent, Lawrence B.
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 69-73
Persistent link: https://www.econbiz.de/10011344541
Saved in:
3
SEC permits abbreviated tender and exchange offers for non-convertible high-yield and investment-grade debt securities
Blumenstein, Ian B.
;
Maki, J. Eric
;
Owen, John T.
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 28-29
Persistent link: https://www.econbiz.de/10011446020
Saved in:
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