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~language:"eng"
~subject:"Europa"
~subject:"Financial market regulation"
~subject:"USA"
~type_genre:"Aufsatz in Zeitschrift"
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ECONIS (ZBW)
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1
The SEC provides new custody rule guidance to investment advisers
Wirig, Matthew T.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 9-12
Persistent link: https://www.econbiz.de/10011704623
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2
OTC derivatives : how OTC will they be? ; a buy-side view
Grosse-Nobis, Kerstin
- In:
Journal of securities operations & custody
4
(
2011/12
)
4
,
pp. 287-294
Persistent link: https://www.econbiz.de/10009571249
Saved in:
3
Internal and external approaches to controlling rogue behaviour
Singer, Daniel
;
Dewally, Michaƫl
- In:
Journal of securities operations & custody
5
(
2012/13
)
2
,
pp. 171-185
Persistent link: https://www.econbiz.de/10009692823
Saved in:
4
Cost-basis reporting : the impact on investment advisers
Gowan, Jeff
;
Adolphson, Aaron
- In:
Journal of securities operations & custody
4
(
2011/12
)
3
,
pp. 246-252
Persistent link: https://www.econbiz.de/10009491274
Saved in:
5
Hidden operational drivers for increased fund expense ratios uncovered : reducing the impact of increased order fragmentation on clearing and custody
Kurland, Scott
- In:
Journal of securities operations & custody
4
(
2011/12
)
2
,
pp. 172-180
Persistent link: https://www.econbiz.de/10009349002
Saved in:
6
The great risk vs. compensation debate
Rand, Andrew I.
- In:
Journal of securities operations & custody
3
(
2010/11
)
3
,
pp. 202-209
Persistent link: https://www.econbiz.de/10008779234
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7
The new trading environment post-MiFID: one year later
Meijer, Carlo R. W. de
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 7-23
Persistent link: https://www.econbiz.de/10003829008
Saved in:
8
Complying with higher corporate action standards: the importance of booking the US taxation of corporate actions correctly, given the new cost-basis reporting law
Conlon, Stevie D.
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 75-85
Persistent link: https://www.econbiz.de/10003829041
Saved in:
9
Operational risk red flags: lessons learned from ten hedge fund blow-ups
Cagan, Penny
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 131-152
Persistent link: https://www.econbiz.de/10003688115
Saved in:
10
Settlement fails: a buy-side and sell-side perspective on how to minimise them
Marzullo, Christopher
;
Kelly, Peter W.
;
Lipinski, Frederick
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 170-183
Persistent link: https://www.econbiz.de/10003688123
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