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Kahn, Henry
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SEC staff expands relief from broker-dealer registration under US
Securities
Exchange
Act for intermediaries in private M&A transactions
Kahn, Henry
;
Welp, Robert
;
Parrino, Richard
- In:
The journal of investment compliance
15
(
2014
)
2
,
pp. 22-25
Persistent link: https://www.econbiz.de/10010396205
Saved in:
2
SEC staff expands relief from broker-dealer registration under US
Securities
Exchange
Act for intermediaries in private M&A transactions
Kahn, Henry
;
Welp, Robert
;
Parrino, Richard
- In:
Journal of Investment Compliance
15
(
2014
)
2
,
pp. 22-25
SEC as broker-dealers under the USA
Securities
Exchange
Act of 1934. Design/methodology/approach – Examines the new SEC …
Persistent link: https://www.econbiz.de/10014893748
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