McLucas, William R.; Wertheimer, Laura S.; Robinson, … - In: Journal of Investment Compliance 13 (2012) 1, pp. 39-40
Purpose – The purpose of this paper is to recommend proactive measures that companies should take to manage reports of securities violations under the SEC's new whistleblower program. Design/methodology/approach – The paper explains the whistleblower bounty program and recommends ten...