Bogner, Ira; Projansky, Robert; Weinstein, Steven; … - In: Journal of Investment Compliance 13 (2012) 4, pp. 37-40
Purpose – The purpose of this paper is to explain the US Department of Labor's final regulations under Section 408(b)(2) of ERISA, concerning the fact that information investment advisers to ERISA‐covered pension plans and private investment funds deemed to hold the “plan assets” of...