Schwartz, Rachael Leah; Pugliese, Domenick; Bateman, … - In: Journal of Investment Compliance 18 (2017) 1, pp. 43-52
22e-4) under the Investment Company Act of 1940, as amended (1940 Act) regarding investment company liquidity risk … management programs. Design/methodology/approach Reviews and summarizes the specific requirements of Rule 22e-4 to better enable …