//--> //--> //-->
Toggle navigation
Logout
Change account settings
EN
DE
ES
FR
A-Z
Beta
About EconBiz
News
Thesaurus (STW)
Research Skills
Help
EN
DE
ES
FR
My account
Logout
Change account settings
Login
Publications
Events
Your search terms
Search
Retain my current filters
~person:"Rubin, Brian"
~subject:"Regulierung"
Search options
All Fields
Title
Exact title
Subject
Author
Institution
ISBN/ISSN
Published in...
Publisher
Open Access only
Advanced
Search history
My EconBiz
Favorites
Loans
Reservations
Fines
You are here:
Home
Search: subject:"Rechtsdurchsetzung"
Narrow search
Delete all filters
| 2 applied filters
Year of publication
From:
To:
Subject
All
Regulierung
Financial market regulation
3
Finanzmarktregulierung
3
Law enforcement
3
Rechtsdurchsetzung
3
Financial industry regulatory authority (FINRA)
2
Sanctions
2
Aufsichtsbehörde
1
Bourse
1
Broker-dealer
1
Broker-dealers
1
Börse
1
Cybersecurity
1
Data security
1
Datensicherheit
1
Disciplinary action
1
Enforcement
1
Enforcement actions
1
Financial Industry Regulatory Authority (FINRA)
1
Financial markets law
1
Financial supervision
1
Finanzmarktaufsicht
1
Fines
1
Haftung
1
Kapitalmarktrecht
1
Liability
1
Punishment
1
Registered investment advisers
1
Registered representative
1
Regulation
1
Regulatory
1
Regulatory agency
1
Restitution
1
Securities and Exchange Commission (SEC)
1
Securities enforcement
1
Securities law
1
Strafe
1
Two thousand and fourteen
1
Wertpapierrecht
1
more ...
less ...
Type of publication
All
Article
1
Type of publication (narrower categories)
All
Article in journal
1
Aufsatz in Zeitschrift
1
Language
All
English
1
Author
All
Rubin, Brian
Shleifer, Andrei
13
Glaeser, Edward L.
9
Kanbur, Ravi
7
Ronconi, Lucas
6
Mobarak, Ahmed Mushfiq
5
Short, Jodi L.
5
Toffel, Michael W.
5
Gonzalez Lira, Andres
4
Law, Marc T.
4
Almeida, Rita
3
Immordino, Giovanni
3
Li, Ke
3
Lu, Lei
3
Pagano, Marco
3
Qian, Jun
3
Scholten, Daniel
3
Scholten, Miroslava
3
Shimshack, Jay P.
3
Zhang, Wei
3
Anand, Anita
2
Andarge, Tihitina
2
Bourveau, Thomas
2
Capasso, Salvatore
2
Chander, Anupam
2
Chandy, Sandeep
2
Chong, Alberto
2
Congedo, Dr Pierluigi
2
Davis, Christina L.
2
Dietl, Helmut
2
Dowling, Carlin
2
Fang, Yuan
2
Franck, Jens-Uwe
2
Friesen, Lana
2
Gilpatric, Scott M.
2
Gmeiner, Michael
2
Gmeiner, Robert
2
Goel, Rajeev K.
2
Griffin, Paul A.
2
Hayes, Rachel M.
2
Heyes, Anthony
2
more ...
less ...
Published in...
All
The journal of investment compliance
1
Source
All
ECONIS (ZBW)
1
Showing
1
-
1
of
1
Sort
relevance
articles prioritized
date (newest first)
date (oldest first)
1
2014 FINRA analysis : a blockbuster year for fines
Rubin, Brian
;
McCormick, Andrew M.
- In:
The journal of investment compliance
16
(
2015
)
2
,
pp. 4-12
Persistent link: https://www.econbiz.de/10011405507
Saved in:
Results per page
10
25
50
100
250
A service of the
zbw
×
Loading...
//-->