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~subject:"Finanzmarktaufsicht"
~subject:"KMU"
~type_genre:"Aufsatz in Zeitschrift"
~type_genre:"Bibliografie enthalten"
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Finanzmarktaufsicht
KMU
Financial markets law
929
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929
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230
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228
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196
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195
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Walker, Donald A. <Jr.>
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The journal of investment compliance
41
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8
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2
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2
Studienreihe der Stiftung Kreditwirtschaft an der Universität Hohenheim
2
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Columbia journal of transnational law
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Contemporary accounting research : the journal of the Canadian Academic Accounting Association
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Die Aktiengesellschaft : AG : Zeitschrift für deutsches, europäisches und internationales Aktien-, Unternehmens- und Kapitalrecht
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Finanz-Betrieb : FB ; Zeitschrift für Unternehmensfinanzierung und Finanzmanagement
1
International journal of economics and finance
1
Journal of accounting and public policy
1
Journal of applied corporate finance : JACF
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Journal of contemporary accounting & economics
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Journal of financial regulation and compliance : an international journal
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ECONIS (ZBW)
97
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1
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97
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1
SEC Rule 14a-8 shareholder proposals : no-action requests, determinants, and the role of SEC staff
Burke, Gregory
- In:
Journal of accounting and public policy
42
(
2023
)
1
,
pp. 1-26
Persistent link: https://www.econbiz.de/10014283403
Saved in:
2
Is the SEC captured? : evidence from political connectedness and SEC enforcement actions
Khokhar, Abdul-Rahman
;
Shahriari, Hesam
- In:
Accounting and finance
62
(
2022
)
2
,
pp. 2725-2756
Persistent link: https://www.econbiz.de/10013325728
Saved in:
3
Styles of regulators : evidence from the SEC's comment letters
Do, Truc
;
Zhang, Huai
- In:
Contemporary accounting research : the journal of the …
39
(
2022
)
2
,
pp. 789-825
Persistent link: https://www.econbiz.de/10013279962
Saved in:
4
What ESG-related disclosures should the SEC mandate?
Karpoff, Jonathan M.
;
Litan, Robert E.
;
Schrand, Catherine
- In:
Financial analysts journal : FAJ
78
(
2022
)
2
,
pp. 9-18
Persistent link: https://www.econbiz.de/10013252631
Saved in:
5
Undisclosed SEC investigations
Blackburne, Terrence
;
Kepler, John D.
;
Quinn, Phillip J.
; …
- In:
Management science : journal of the Institute for …
67
(
2021
)
6
,
pp. 3403-3418
Persistent link: https://www.econbiz.de/10012606905
Saved in:
6
Regulatory obstacles to organised trading in security tokens
Tomanek, Stefan
;
Pekler, Florian
;
Rirsch, Ralph
- In:
Journal of digital banking
5
(
2020/2021
)
3
,
pp. 219-230
Persistent link: https://www.econbiz.de/10012518618
Saved in:
7
A tale of two enforcement venues : determinants and consequences of the SEC's choice of enforcement venue after the Dodd-Frank Act
Zheng, Xin
- In:
The accounting review : a publication of the American …
96
(
2021
)
6
,
pp. 451-476
Persistent link: https://www.econbiz.de/10012703058
Saved in:
8
SEC scrutiny shopping
Calluzzo, Paul
;
Wang, Wei
;
Wu, Serena
- In:
The journal of corporate finance : contracting, …
67
(
2021
),
pp. 1-24
Persistent link: https://www.econbiz.de/10013209750
Saved in:
9
The enduring legacy of the Dodd-Frank Act's derivatives reforms
Tarbert, Heath P.
- In:
Journal of financial regulation
6
(
2020
)
2
,
pp. 159-171
Persistent link: https://www.econbiz.de/10012316726
Saved in:
10
The impact on stock prices of deferral and elimination of internal control audit requirement for small firms
Espahbodi, Reza
;
Espahbodi, Hassan
- In:
Journal of contemporary accounting & economics
15
(
2019
)
2
,
pp. 158-166
Persistent link: https://www.econbiz.de/10012061084
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