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~subject:"Rohstoffderivat"
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Search: subject:"Commodity Futures Trading Commission"
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Rohstoffderivat
Commodity exchange
15
Warenbörse
15
USA
14
Commodity Futures Trading Commission (CFTC)
13
United States
13
Commodity derivative
12
Commodity Futures Trading Commission
10
Derivat
9
Derivative
9
Financial market regulation
9
Finanzmarktregulierung
9
USA / Commodity Futures Trading Commission
7
United States of America
7
Regulation
5
Derivatives
4
Securities and Exchange Commission
4
Swap
4
Commodity futures trading commission (CFTC)
3
Dodd-Frank
3
Financial management
3
Financial markets law
3
Financial supervision
3
Finanzmarktaufsicht
3
Kapitalmarktrecht
3
Regulierung
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Securities and Exchange Commission (SEC)
3
Aggregation
2
CFTC No-Action Letter 14-126
2
CFTC Regulation 180.1
2
Clearing
2
Commodities enforcement
2
Commodities exchange act
2
Commodity Pool Operator (CPO)
2
Commodity pool operator
2
Commodity pool operator (CPO)
2
Cooperation standards
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Credit
2
Credit default swaps
2
Delegating CPO
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English
12
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Ajuzie, Emmanuel I. S.
1
Architzel, Paul M.
1
Ayalew, Mahlet
1
Bamberger, Nowell D.
1
Bergen, Robin M.
1
Berk, Istemi
1
Bernstein, Gail C.
1
Frydman, Daphne G.
1
Greenstone, Wayne D.
1
Hall, Claire
1
Himes, Scott
1
Horwitz, Marc
1
Khuri, Walid
1
Mammen, Jennifer
1
McLauglin, Robert M.
1
Meer, Cary
1
Mitchell, David S.
1
Nazareth, Annette L.
1
Park, Jennifer Kennedy
1
Patent, Lawrence B.
1
Peace, Breon S.
1
Phipps, Bradley
1
Ramirez, Raymond A.
1
Rauch, Jannes
1
Rosenberg, Gabriel D.
1
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1
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The journal of investment compliance
8
Comparative economic studies
1
Energy economics
1
Journal of business & economics research
1
The journal of futures markets
1
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ECONIS (ZBW)
12
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1
CFTC's demanding new cooperation guidelines for companies and individuals
Peace, Breon S.
;
Park, Jennifer Kennedy
;
Bergen, Robin M.
; …
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 52-58
Persistent link: https://www.econbiz.de/10011804805
Saved in:
2
The CFTC turns to insider trading enforcement
Himes, Scott
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 66-69
Persistent link: https://www.econbiz.de/10011523907
Saved in:
3
Life on the margin : US margin rules finalized at last
Horwitz, Marc
;
Hall, Claire
;
Phipps, Bradley
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 70-74
Persistent link: https://www.econbiz.de/10011523921
Saved in:
4
Regulatory interventions in the US oil and gas sector : how do the stock markets perceive the CFTC's announcements during the 2008 financial crisis?
Berk, Istemi
;
Rauch, Jannes
- In:
Energy economics
54
(
2016
),
pp. 337-348
Persistent link: https://www.econbiz.de/10011662958
Saved in:
5
Whistling fast and furious : SEC and CFTC continue to issue awards
Srere, Mark
;
Mammen, Jennifer
- In:
The journal of investment compliance
17
(
2016
)
3
,
pp. 28-30
Persistent link: https://www.econbiz.de/10011623069
Saved in:
6
CFTC clarifies and expands relief relating to delegation of commodity pool operator responsibilities
Meer, Cary
;
Patent, Lawrence B.
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 69-73
Persistent link: https://www.econbiz.de/10011344541
Saved in:
7
CFTC harmonization rules : CPOs of RICs benefit from "substituted compliance"
Frydman, Daphne G.
;
Ramirez, Raymond A.
- In:
The journal of investment compliance
15
(
2014
)
1
,
pp. 17-24
Persistent link: https://www.econbiz.de/10010366733
Saved in:
8
Commodity
futures
trading
commission
provides new streamlined process for commodity pool operators to request no-action relief for delegating certain activities to registered CPOs
Khuri, Walid
;
McLauglin, Robert M.
;
Mitchell, David S.
; …
- In:
The journal of investment compliance
15
(
2014
)
3
,
pp. 41-46
Persistent link: https://www.econbiz.de/10010428102
Saved in:
9
CFTC staff finalizes guidance on anti-disruptive trading practices
Architzel, Paul M.
;
Bernstein, Gail C.
;
Ayalew, Mahlet
- In:
The journal of investment compliance
14
(
2013
)
4
,
pp. 44-47
Persistent link: https://www.econbiz.de/10010229661
Saved in:
10
The role of oil speculation on the economy : the problem with the view of Fattouth, Kilian, And Mahadeva
Ajuzie, Emmanuel I. S.
- In:
Journal of business & economics research
11
(
2013
)
8
,
pp. 367-371
Persistent link: https://www.econbiz.de/10009792995
Saved in:
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