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SEC adopts consolidated audit trail
Brigagliano, James
;
Campion, Kevin
;
Katz, David
;
Blake, …
- In:
Journal of Investment Compliance
13
(
2012
)
4
,
pp. 18-24
1934, which requires national securities exchanges and FINRA jointly to develop a national
market
system
plan (NMS Plan …
Persistent link: https://www.econbiz.de/10014893443
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