Lilienfeld, Doreen; Cannon, John; Gitlitz Bennett, Amy; … - In: Journal of Investment Compliance 14 (2013) 2, pp. 42-49
Purpose – The purpose of this paper is to explain the amendments to the listing standards of the New York Stock Exchange (NYSE) and the NASDAQ Stock Market (Nasdaq), which were approved by the Securities and Exchange Commission (the SEC) on January 11, 2013 to implement the SEC's final rules...