Friedman, Alan R.; James, Dani R.; Naftalis, Gary P.; … - In: Journal of Investment Compliance 21 (2020) 1, pp. 63-68
Purpose: To analyze the U.S, Supreme Court’s decision in Liu v. S.E.C., 140 S. Ct. 1936 (2020) and its potential implications for insider trading cases. Design/Methodology/Approach: Provides context on the history of disgorgement in SEC enforcement proceedings; discusses factual and...
