Occhino, Lennine; Shore, Linda; Gosker, Erika - In: Journal of Investment Compliance 12 (2011) 2, pp. 19-32
Purpose – The purpose of this paper is to describe interpretive and compliance issues arising under the Labor Department's interim final regulations under the statutory exemption for the provision of services provided by Section 408(b)(2) of ERISA, which will become effective on January 1,...