T. Renz, Hartmut; Kalisch, Ingrid; Pfister, Sandra; … - In: Journal of Investment Compliance 15 (2014) 4, pp. 19-24
Purpose – To explain the practices that ESMA (European Securities and Markets Authority) recommends for investment firms and national competent authorities to implement when it comes to structured retail products (SRPs), in order to ensure sound product governance arrangements and the...