Search Results - person:"Krause, Cheryl A."

Recent SEC sweep highlights the need for US investment advisers seeking business from sovereign wealth funds to develop policies for FCPA compliance

Pittman, Edward L.; Krause, Cheryl A.; Bogle, Thomas C.; … - In: Journal of Investment Compliance 12 (2011) 2, pp. 11-15

Purpose – The aim of this paper is to explain the provisions of the US Foreign Corrupt Practices Act that may be applicable to investment advisers seeking investments from foreign governments. Design/methodology/approach – The paper explains the background of the FCPA and its applicability...

Persistent link: https://www.econbiz.de/10014893377

Recent SEC sweep highlights the need for US investment advisers seeking business from sovereign wealth funds to develop policies for FCPA compliance

Pittman, Edward L.; Krause, Cheryl A.; Bogle, Thomas C.; … - In: The journal of investment compliance 12 (2011) 2, pp. 11-15

Persistent link: https://www.econbiz.de/10009236838

Recent SEC sweep highlights the need for US investment advisers seeking business from sovereign wealth funds to develop policies for FCPA compliance

Pittman, Edward L.; Krause, Cheryl A.; Bogle, Thomas C.; … - In: The journal of investment compliance 12 (2011) 2, pp. 11-16

Persistent link: https://www.econbiz.de/10009164555