Banks, Helene R.; Bondi, Bradley J.; Gilman, Charles A.; … - In: Journal of Investment Compliance 20 (2019) 3, pp. 25-27
Purpose To explain the rule changes in Nasdaq’s new Listing Rule IM-5315-1, approved by the US Securities and Exchange Commission (SEC) on February 15, 2019, that permit direct listings on Nasdaq without an initial public offering, similar to the New York Stock Exchange (NYSE) rule changes...