Crowley, Daniel F.C.; Heiman, Bruce J.; Miller, R. Charles - In: Journal of Investment Compliance 10 (2009) 2, pp. 50-53
Purpose – The purpose of this paper is to summarize the Group of Thirty's recommendations and explain how they relate to other concurrent financial market regulatory initiatives in the USA, UK, and Europe. Design/methodology/approach – The paper summarizes the report's four core...