Carroll, Brenden; Perlow, Mark; Schleppegrell, … - In: Journal of Investment Compliance 20 (2019) 4, pp. 15-20
Purpose: To explain the SEC’s Share Class Selection Disclosure Initiative (SCSD Initiative), the purpose it seeks to serve, the results it has generated, and its broader implications for the asset management industry. Design/methodology/approach: Explains the newly announced results of the...