Schwartz, Rachael Leah; Pugliese, Domenick; Bateman, … - In: Journal of Investment Compliance 18 (2017) 1, pp. 43-52
Purpose To provide an overview of the US Securities and Exchange Commission’s (SEC) recently adopted rule 22e-4 (Rule 22e-4) under the Investment Company Act of 1940, as amended (1940 Act) regarding investment company liquidity risk management programs. Design/methodology/approach Reviews and...