Bondi, Bradley J.; Slovick, David; Wheatley, Michael - In: Journal of Investment Compliance 19 (2018) 1, pp. 35-38
Purpose: To provide an overview of the Commodity Futures Trading Commission’s (CFTC’s) new self-reporting and cooperation program. Design/methodology/approach: Summarizes the key features of the CFTC’s new cooperation program and the CFTC’s statement of its purpose in enacting the...