Search Results - subject:"Financial Services Industry"

Legal entity identifier: what else do you need to know?

Powell, Linda F.; Montoya, Mark; Shuvalov, Elena - Federal Reserve Board (Board of Governors of the … - 2011

The passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act sparked discussion of creating a systematic code that uniquely identifies an entity. This code is commonly referred to as a legal entity identifier (LEI). The information that is collected to accompany and describe the...

Persistent link: https://www.econbiz.de/10009146828

Creating a new foundation for risk management

Chmielewski, Rebecca; Jordan, Paul; Tannenbaum, Carl - In: Chicago Fed Letter (2011) July

The Chicago Fed’s Supervision and Regulation Department, in conjunction with DePaul University’s Center for Financial Services, sponsored its fourth annual Financial Institution Risk Management Conference on April 11–12, 2011. In addition to discussions about risk management, this year’s...

Persistent link: https://www.econbiz.de/10009148062

A strategy for the 2011 economic recovery

Tracy, Joseph S. - In: Speech (2011) Jan 28

Remarks at Dominican College, Orangeburg, New York.

Persistent link: https://www.econbiz.de/10008828500

Macro overview of the United States

Cumming, Christine M. - In: Speech (2011) Feb 15

Remarks at the European Economics and Financial Centre, London, England.

Persistent link: https://www.econbiz.de/10008852849

A sample survey analysis of the effectiveness of training and development initiatives in Bahrain’s financial sector on employability of Bahraini nationals in 2015

Ganguli, Subhardra; Mater, Reem Hameed - In: World journal of entrepreneurship, management and … 12 (2016) 4, pp. 359-383

Persistent link: https://www.econbiz.de/10011607372

The US department of labor's final "fiduciary" rule incorporates concessions to financial service industry but still poses key challenges

Laverierre, Kenneth J.; Behrens, Matthew H. - In: The journal of investment compliance 17 (2016) 4, pp. 1-22

Persistent link: https://www.econbiz.de/10011616390

The US department of labor’s final “fiduciary” rule incorporates concessions to financial service industry but still poses key challenges

Laverierre, Kenneth J.; Behrens, Matthew H. - In: Journal of Investment Compliance 17 (2016) 4, pp. 1-22

services industry, compliance with the rule will require the restructuring of pay and compliance policies at financial … investment advice to retail retirement clients. Although the new rule responds to many of the concerns raised by the financial …

Persistent link: https://www.econbiz.de/10014893907

A sample survey analysis of the effectiveness of training and development initiatives in Bahrain’s financial sector on employability of Bahraini nationals in 2015

Ganguli, Subhadra; Matar, Reem Hameed - In: World Journal of Entrepreneurship, Management and … 12 (2016) 4, pp. 359-383

Purpose Bahrain has been the center for financial services industry in the Middle East since 1970s as a result of the …

Persistent link: https://www.econbiz.de/10015040391

Australia as an international financial services centre : assessment of determinants, position and future prospects

Daly, Kevin James; Tosompark, Chanikarn T. - 2010

In general, a financial centre can be defined as ?a place in which there is a high concentration of managed financial institutions and financial markets performing activities which are internationally recognised for their management efficacy, efficiency, and legal standing. Australia?s financial...

Persistent link: https://www.econbiz.de/10009481901

Reaching the unbanked and underbanked

Beard, Martha Perine - In: Central Banker (2010) Win

Bankers may find census and survey data useful when exploring reaching the unbanked and underbanked in their communities.

Persistent link: https://www.econbiz.de/10009320671