Brady, Andrew; Breheny, Brian; Gasaway, Michelle; … - In: Journal of Investment Compliance 18 (2017) 4, pp. 16-21
Purpose To explain the US Securities and Exchange Commission’s (SEC’s) June 29, 2017 announcement (as updated August 17, 2017) that the staff of its Division of Corporation Finance will accept draft registration statement submissions from all companies for nonpublic review, thereby expanding...