Search Results - subject:"Insider dealing"

Resumption of confidence in the Ukrainian stock market : is it enough, for this purpose, to tighten sanctions for market abuse?

Shyshkov, Stanislav - In: Economy and forecasting : scientific journal (2020) 1, pp. 57-78

Persistent link: https://www.econbiz.de/10013161800

Corporate regulation of unethical practices : assessment of Nigeria's commercial banking industry

Oyewunmi, Olabode A.; Olusanmi, Olamide; Olujobi, Olusola J. - In: International journal of economics and financial issues … 7 (2017) 2, pp. 551-555

Persistent link: https://www.econbiz.de/10011789375

A new European approach to transaction reporting

Bannigan, Vivienne - In: Journal of securities operations & custody 8 (2015/2016) 4, pp. 330-340

Persistent link: https://www.econbiz.de/10011667514

Insider dealing and market abuse: the UKs record on enforcement

Barnes, Paul - Volkswirtschaftliche Fakultät, … - 2010

Insider dealing has been unlawful in the UK since 1980 and market abuse, of which insider dealing is just one form …

Persistent link: https://www.econbiz.de/10008674244

Austria; Financial Sector Assessment Program Update Technical Note: Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation

International Monetary Fund (IMF); International … - 2008

This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly implemented a large majority of principles. The human resources of the Securities...

Persistent link: https://www.econbiz.de/10011244489

Monaco; Technical Note on IOSCO Objectives and Principles of Securities Regulation: Update

International Monetary Fund (IMF); International … - 2008

This Technical Note reviews the International Organization of Securities Commissions’s (IOSCO) Objectives and Principles of Securities Regulation for Monaco. It reveals that overall, there has been progress in implementing the Offshore Financial Center assessment recommendations in most areas...

Persistent link: https://www.econbiz.de/10011242717

Insider dealing: fraud in Islam?

Faridah Abdul Jabbar, Siti - In: Journal of Financial Crime 19 (2012) 2, pp. 140-148

Purpose – The purpose of this paper is to examine whether insider dealing is fraud from the perspective of Islam … analysis of literature on Islam. Findings – The paper finds that insider dealing is fraud ( taghrir ) in Islam and the … insider dealing particularly where Shari'ah is the principal source of law. Originality/value – The paper presents a novel …

Persistent link: https://www.econbiz.de/10014865518

Transparency and International Investor Behavior

Wei, Shang-Jin; Gelos, Gaston - International Monetary Fund (IMF) - 2002

Does country "transparency" affect international portfolio investment? We examine this and related questions using a unique micro dataset on international portfolio holdings. We employ various indices of government and corporate transparency, focusing on the availability and quality of...

Persistent link: https://www.econbiz.de/10005826295

Market abuse – A pan‐European approach

Reynolds, Carmen; Rutter, Mathew - In: Journal of Financial Regulation and Compliance 12 (2004) 4, pp. 306-314

This paper looks at the aims and objectives behind the Market Abuse Directive, looking at some of its main features, and considers some of the changes that are expected to be made to the existing UK regime.

Persistent link: https://www.econbiz.de/10014869978

Insider trading in financial markets: legality, ethics, efficiency

O’Hara, Phillip Anthony - In: International Journal of Social Economics 28 (2001) 10/11/12, pp. 1046-1063

Scrutinises legal, ethical and efficiency standards for and against insider trading. The main arguments supporting insider trading are that it promotes economic efficiency and enterprise. The primary argument against insider trading is that it can be a breach of fiduciary duty; the other...

Persistent link: https://www.econbiz.de/10014806875