Bannard, David; Groethe, Reed - In: Journal of Investment Compliance 15 (2014) 2, pp. 10-17
Purpose – To explain the new Municipal Advisor Rule that will take effect on July 1, 2014, which regulates persons and …. Design/methodology/approach – Explains who is treated as a Municipal Advisor, the standards applicable to Municipal Advisors … Municipal Advisor, unless such party qualifies for an exception or exemption under the Rule. Practical Implications: The Rule …