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Search: subject:"Securities and Exchange Commission"
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Finanzmarktaufsicht
162
Financial supervision
161
USA
157
United States
146
Securities and Exchange Commission
136
Financial market regulation
121
Finanzmarktregulierung
121
Securities and Exchange Commission (SEC)
107
USA / Securities and Exchange Commission
61
US Securities and Exchange Commission (SEC)
53
Financial markets law
50
Kapitalmarktrecht
50
Regulation
48
United States of America
43
Securities law
33
Wertpapierrecht
33
Regulierung
31
Broker-dealer
26
Investment adviser
22
SEC
21
Enforcement
18
Investment Fund
16
Investmentfonds
16
Law enforcement
16
Rechtsdurchsetzung
16
Securities
16
Corporate disclosure
15
Financial Industry Regulatory Authority (FINRA)
15
Insider trading
15
Securities and exchange commission (SEC)
15
Unternehmenspublizität
15
Börse
14
Wertpapierhandel
14
Bourse
13
Compliance
13
Dodd-Frank Act
13
Investment advisers
13
Policies and procedures
13
Securities trading
13
Corporate governance
12
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Online availability
All
Undetermined
260
Free
30
Type of publication
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Article
376
Book / Working Paper
49
Type of publication (narrower categories)
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Article in journal
196
Aufsatz in Zeitschrift
196
technical-paper
86
research-article
55
Graue Literatur
12
Non-commercial literature
12
Amtsdruckschrift
7
Government document
7
Working Paper
5
Arbeitspapier
4
Aufsatz im Buch
4
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4
Article
1
Aufsatzsammlung
1
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1
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1
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1
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1
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1
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1
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1
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English
376
Undetermined
42
German
6
Czech
1
Author
All
Nathan, Daniel A.
8
Seligman, Joel
7
Newell, John
6
Burns, James
5
Carroll, Brenden
5
Cohen, Stephen
5
Davis, Henry A.
5
Greene, Nathan J.
5
Lohse, Tim
5
Thomann, Christian
5
White, Thomas W.
5
Berman, Kenneth
4
Brady, Andrew
4
Galloway, Jackson
4
Gordon, Kay
4
Harrell, Michael P.
4
Hunnius, Patrick
4
Kaplan, Matthew E.
4
Larkin, Gregory
4
Mammen, Jennifer
4
McKown, Joan
4
Murphy, Jack
4
Parrino, Richard J.
4
Pershkow, Amy Ward
4
Pugliese, Domenick
4
Raff, Konrad
4
Rosella, Michael
4
Rowe, Tiffany
4
Saunders, Kimberly Beattie
4
Srere, Mark
4
Sy, Aida
4
Thomas C. Baxter, Jr.
4
Tuttle, Jonathan R.
4
Verwijmeren, Patrick
4
Weiner, Perrie Michael
4
Woodcock, David
4
Akyol, Ali
3
Bettigole, Bruce
3
Blake, Andrew
3
Bondi, Bradley J.
3
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Institution
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Federal Reserve Bank of New York
4
USA / Subcommittee on Securities
3
Palgrave Macmillan
2
Centre for Policy Dialogue (CPD)
1
Centre of Excellence for Science and Innovation Studies, Kungliga Tekniska Högskolan (KTH)
1
Federal Reserve Bank of Chicago
1
Max-Planck-Institut für Steuerrecht und öffentliche Finanzen, Max-Planck-Gesellschaft
1
Networks Financial Institute, Scott College of Business
1
Nigeria / Securities and Exchange Commission
1
Tinbergen Instituut
1
USA / Committee on Energy and Commerce / Subcommittee on Oversight and Investigations
1
USA / Congress / House of Representatives / Committee on Commerce
1
USA / General Accounting Office
1
USA / Government Accountability Office
1
USA / Subcommittee on Telecommunications and Finance
1
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Journal of Investment Compliance
137
The journal of investment compliance
113
Speech / Federal Reserve Bank of New York
6
Journal of accounting & economics
5
The business lawyer
3
Advances in accounting : a research annual
2
Economics Bulletin
2
International Journal of Critical Accounting
2
International Journal of Economics and Accounting
2
International Journal of Managerial and Financial Accounting
2
International journal of critical accounting : IJCA
2
Journal of Business Ethics
2
Journal of Financial Economic Policy
2
Journal of Financial Regulation and Compliance
2
Journal of accounting research
2
Journal of business finance & accounting : JBFA
2
Managerial Finance
2
Managerial auditing journal
2
Research in accounting regulation
2
The Denver journal of international law and policy
2
The New Palgrave Dictionary of Economics
2
The accounting review : a publication of the American Accounting Association
2
The journal of futures markets
2
The journal of information systems : JIS ; a semiannual journal of the Information Systems Section of the American Accouting Association
2
Yale journal on regulation
2
Accounting and Finance
1
Accounting and business research : a research quarterly publ. by the Inst. of Chartered Accountants in England and Wales
1
Accounting and finance
1
Accounting history : journal of the Accounting History Special Interest Group of the Accounting Association of Australia and New Zealand
1
Accounting history review
1
Accounting horizons : a quarterly publication of the American Accounting Association
1
Acta Oeconomica Pragensia
1
African Journal of Accounting, Auditing and Finance
1
African Journal of Economic and Sustainable Development
1
African journal of accounting, auditing and finance : AJAAF
1
Annual Review of Financial Economics
1
Applied economics letters
1
BRQ Business Research Quarterly
1
Business economics : the journal of the National Association for Business Economists
1
Business history review
1
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Source
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ECONIS (ZBW)
228
Other ZBW resources
142
RePEc
43
USB Cologne (EcoSocSci)
10
EconStor
2
Showing
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31
Selling America short : the SEC and market contrarians in the age of absurdity
Sauer, Richard C.
-
2010
Persistent link: https://www.econbiz.de/10003908733
Saved in:
32
Internal Investigations: Hintergründe und Perspektiven anwaltlicher "Ermittlungen" in deutschen Unternehmen
Behrens, Alexander
- In:
Recht der internationalen Wirtschaft : RIW ; …
55
(
2009
)
1/2
,
pp. 22-33
Persistent link: https://www.econbiz.de/10003798064
Saved in:
33
Regulation NMS : have we lost sight of the objective?
Pratnicki, Greg
- In:
The journal of trading
4
(
2009
)
3
,
pp. 26-29
Persistent link: https://www.econbiz.de/10003870752
Saved in:
34
Mary L. Schapiro : bescheidene Kontrolleurin
Dowen, Jonas
- In:
Die Bank
(
2009
)
5
,
pp. 84-85
Persistent link: https://www.econbiz.de/10003828787
Saved in:
35
Multiple market asset trading during information arrival : US depository receipts and equity share market response to firm disclosures
Senteney, Michael H.
;
Senteney, David L.
- In:
International journal of accounting and finance
10
(
2020
)
2/3
,
pp. 143-174
Persistent link: https://www.econbiz.de/10012513916
Saved in:
36
Exploring the U.S.
securities
and
exchange
commission
's Edgar database by sampling joint venture contracts
Velez-Calle, Andres
;
Robledo-Ardila, Cristina
- In:
International journal of disclosure and governance
17
(
2020
)
2/3
,
pp. 73-85
Persistent link: https://www.econbiz.de/10012590049
Saved in:
37
Crisis regulations : the unexpected consequences of floating NAV for money market funds
Allen, Kyle D.
;
Winters, Drew B.
- In:
Journal of banking & finance
117
(
2020
),
pp. 1-14
Persistent link: https://www.econbiz.de/10012495782
Saved in:
38
W. W. Werntz and the curious case of ASR No. 78 : 1957 : insights and lessons for historians
Flesher, Dale L.
;
Previts, Gary John
;
Flesher, Tonya Kay
- In:
Accounting history review
30
(
2020
)
3
,
pp. 291-305
Persistent link: https://www.econbiz.de/10012384301
Saved in:
39
Politician careers and SEC enforcement against financial misconduct
Mehta, Mihir N.
;
Zhao, Wanli
- In:
Journal of accounting & economics
69
(
2020
)
2/3
,
pp. 1-30
Persistent link: https://www.econbiz.de/10012237581
Saved in:
40
Broken bucks : money funds that took taxpayer guarantees in 2008
Wilson, Linus
- In:
The journal of asset management
21
(
2020
)
5
,
pp. 375-392
Persistent link: https://www.econbiz.de/10012292815
Saved in:
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