Mitchell, David S.; McLaughlin, Robert M.; Breslin, … - In: Journal of Investment Compliance 18 (2017) 4, pp. 45-49
Purpose To provide an overview of the Commodity Futures Trading Commission’s (the “CFTC” or “Commission”) recent amendments to CFTC Rule 1.31, which sets forth recordkeeping requirements for all records required to be kept pursuant to the Commodity Exchange Act (“CEA”) and...