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Search: subject:"self-regulatory organizations"
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self regulatory organizations
22
market participants
21
risk management
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accounting standards
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internal controls
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securities markets
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money laundering
19
enforcement powers
18
regulatory authorities
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reporting requirements
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collective investment schemes
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international standards
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market intermediaries
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securities regulation
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share information
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supervisory authorities
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terrorist financing
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iosco principles
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securities transactions
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supervisory authority
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supervisory framework
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suspicious transactions
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banking supervision
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internal audit
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international accounting standards
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law enforcement
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risk management systems
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settlement systems
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administrative sanctions
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due diligence
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financial intelligence unit
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foreign authorities
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foreign banks
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foreign counterparts
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foreign regulators
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good faith
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internal procedures
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Securities regulations
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adequate powers
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exchange information
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30
English
5
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Koten, Silvester Van
2
Ortmann, Andreas
2
Vasil'eva, Svetlana
2
Caglio, Cecilia
1
Carvajal, Ana
1
Elliott, Jennifer A.
1
Heese, Jonas
1
Lima, José Luis
1
Mahajan, Neha
1
Núñez Errazuriz, Javier I.
1
Pescatori, Andrea
1
Van Koten, Silvester
1
НИКОЛАЕВНА, ЕЛКИНА ВИКТОРИЯ
1
Олеговна, Миргородская Елена
1
Сергеевна, Сизякина Марина
1
ЧЕРНИКОВА Л.В.
1
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International Monetary Fund (IMF)
24
International Monetary Fund
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Center for Economic Research and Graduate Education and Economics Institute (CERGE-EI)
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Robert Schuman Centre for Advanced Studies (RSCAS), European University Institute
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IMF Staff Country Reports
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Public administration issues
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Applied economics
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Journal of Economic Regulation (Вопросы регулирования экономики) Journal of Economic Regulation
1
Journal of regulatory economics
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Management science : journal of the Institute for Operations Research and the Management Sciences
1
RSCAS Working Papers
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Research bulletin / The Institute of Cost Accountants of India
1
Вестник Омского университета. Серия «Экономика»
1
Известия Тульского государственного университета. Экономические и юридические науки
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RePEc
31
ECONIS (ZBW)
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1
Does industry employment of active regulators weaken oversight?
Heese, Jonas
- In:
Management science : journal of the Institute for …
68
(
2022
)
12
,
pp. 9198-9218
Persistent link: https://www.econbiz.de/10014285371
Saved in:
2
Self-regulation and governmental oversight : a theoretical and experimental study
Van Koten, Silvester
- In:
Journal of regulatory economics
59
(
2021
)
2
,
pp. 161-174
Persistent link: https://www.econbiz.de/10012496825
Saved in:
3
РОЛЬ САМОРЕГУЛИРЕМЫХ ОРГАНИЗАЦИЙ В СОЦИАЛЬНО-ЭКОНОМИЧЕСКОМ РАЗВИТИИ ТЕРРИТОРИИ
НИКОЛАЕВНА, ЕЛКИНА ВИКТОРИЯ
- In:
Вестник Омского университета. …
(
2012
)
3
,
pp. 31-37
Рассматриваются наиболее распространенные формы саморегулируемых организаций и их значение в социально-экономическом развитии территории, подвергнута...
Persistent link: https://www.econbiz.de/10011232604
Saved in:
4
Self-Regulatory
Organizations
Under the Shadow Of Governmental Oversight: An Experimental Investigation
Koten, Silvester Van
;
Ortmann, Andreas
-
Center for Economic Research and Graduate Education and …
-
2014
Self-regulatory
organizations
(SROs) can be found in education, healthcare, and other not-for-profit sectors as well as …
Persistent link: https://www.econbiz.de/10011093682
Saved in:
5
Self-Regulatory
Organizations
under the Shadow of Governmental Oversight: An Experimental Investigation
Koten, Silvester Van
;
Ortmann, Andreas
-
Robert Schuman Centre for Advanced Studies (RSCAS), …
-
2014
Self-regulatory
organizations
(SROs) can be found in education, healthcare, and other not-for-profit sectors as well as …
Persistent link: https://www.econbiz.de/10011099939
Saved in:
6
ТРЕБОВАНИЯ К АРБИТРАЖНОМУ УПРАВЛЯЮЩЕМУ: ПРОБЕЛЫ В ЗАКОНОДАТЕЛЬСТВЕ И ПУТИ ИХ УСТРАНЕНИЯ
ЧЕРНИКОВА Л.В.
- In:
Известия Тульского …
(
2013
)
3
,
pp. 234-238
Автор рассматривает условия членства в саморегулируемых организациях и право лиц, участвующих в деле, выдвигать к кандидатуре арбитражного управляющего...
Persistent link: https://www.econbiz.de/10011229495
Saved in:
7
Competition among Exchanges and Enforcement Policy
Caglio, Cecilia
;
Pescatori, Andrea
-
International Monetary Fund (IMF)
-
2013
In this paper, we explore how competition among stock exchanges, operated as
self-regulatory
organizations
(SROs …
Persistent link: https://www.econbiz.de/10010790248
Saved in:
8
Self-regulation as a way of legal decentralization in Russia
Vasil'eva, Svetlana
- In:
Public administration issues
(
2013
)
4
,
pp. 191-202
of economics and law in the sphere of the development of self-regulation and performance of the
self-regulatory
…
organizations
in Russia. …
Persistent link: https://www.econbiz.de/10010791450
Saved in:
9
Self-regulation as a way of legal decentralization in Russia
Vasil'eva, Svetlana
- In:
Public administration issues
(
2013
)
4
,
pp. 189-200
of economics and law in the sphere of the development of self-regulation and performance of the
self-regulatory
…
organizations
in Russia. …
Persistent link: https://www.econbiz.de/10011161768
Saved in:
10
Role of intermediaries in a securities market
Mahajan, Neha
- In:
Research bulletin / The Institute of Cost Accountants …
42
(
2016
)
1
,
pp. 203-212
Persistent link: https://www.econbiz.de/10011622285
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