Davis, Henry A. - In: Journal of Investment Compliance 13 (2012) 4, pp. 44-65
Regulatory Notice 12‐29, Communications with the Public, and Notice 12‐38, Short Interest Reporting. Findings – Notice 12‐29: the … member firms report only “gross” short interest existing in each proprietary and customer account (rather than net positions … across accounts) and clarify that member firms' short interest reports must reflect only those short interest positions that …