Greene, Carlton; Hanusik, Thomas; Stinebower, Cari; … - In: Journal of Investment Compliance 18 (2017) 3, pp. 44-47
Purpose To analyze FinCEN’s settlement with Thomas Haider and examine regulatory agencies’ emphasis on individual accountability and the implications of this emphasis for anti-money laundering (AML) compliance personnel, and to provide practical guidance for personnel who have involvement...