Holter Antonsen, Helena; Madsen, Dag Øivind - In: Administrative Sciences : open access journal 11 (2021) 4, pp. 1-34
This paper develops a model for the assessment of the maturity of the compliance function of investment firms. The model indicates a path of evolution wherein the compliance function matures from being reactive and inconsistent to becoming a proactive and integrated part of a firm's business...
