Thompson, John R. J.; Feng, Longlong; Reesor, R. Mark; … - In: Journal of risk and financial management : JRFM 14 (2021) 2/50, pp. 1-29
In Canada, financial advisors and dealers are required by provincial securities commissions and self-regulatory organizations-charged with direct regulation over investment dealers and mutual fund dealers-to respectively collect and maintain know your client (KYC) information, such as their age...