Narrow search
Showing 1 - 10 of 40,228
Cover Image
Transforming Big Banks into Bucket Shops : The Impact of Gramm-Leach-Bliley Act & The Commodity Futures Modernization Act
Abdel-Khalik, A. Rashad - 2017
Gramm-Leach-Bliley Act (1999) and the Commodity Futures Modernization Act (2000) are perhaps the two most significant laws signed by President Clinton. They have opened the door for banks to invest, speculate and gamble on the paths of price movements of securities and commodities without any...
Persistent link: https://www.econbiz.de/10012968650
Cover Image
OTC derivatives market in India : recent regulatory initiatives and open issues for market stability and development
Arora, Dayanand; Rathinam, Francis Xavier - 2010
complementary. Regarding the introduction of new derivative products for credit risk transfer, the recent announcement by the RBI …
Persistent link: https://www.econbiz.de/10003963572
Cover Image
Dodd-Frank Act Regulation of Hedge Funds and Derivatives
Brice, Lisa - 2011
Persistent link: https://www.econbiz.de/10013132916
Cover Image
Our Lessons have Returned : Insights into Post-Crisis Financial Regulation from Mandatory OTC Derivatives Clearing Policy
Murphy, David - 2020
The global crisis of 2008 associated with the failure of Lehman Brothers revealed the fragility of the financial system. In its aftermath, policy makers created many new rules to address the perceived causes of the crisis and to enhance financial stability. Nearly all of these rules have now...
Persistent link: https://www.econbiz.de/10012838662
Cover Image
Bitcoin Financial Regulation : Securities, Derivatives, Prediction Markets, and Gambling
Brito, Jerry - 2015
The next major wave of Bitcoin regulation will likely be aimed at financial instruments, including securities and derivatives, as well as prediction markets and even gambling. While there are many easily regulated intermediaries when it comes to traditional securities and derivatives, emerging...
Persistent link: https://www.econbiz.de/10013033822
Cover Image
Finality Orders in the Clearing System and OTC Derivatives Regulation in Hong Kong
Hsiao, Mark W. H. - 2014
dealing with counterparty risk and insolvency risk in OTC derivative transactions. First, this paper assesses how authorized … institutions can enter an OTC derivative contract in Hong Kong (HK). Second, it illustrates the issues in the context of the ISDA … theoretical terms, it is important to understand the shift of policy in which derivative contracts are regulated in HK. In …
Persistent link: https://www.econbiz.de/10013063440
Cover Image
The Future of Centrally Cleared OTC Derivatives Markets
Callens, Evariest; Löber, Klaus - 2022
Financial markets are in constant flux. New players and services, often leveraging new technology, emerge and challenge the status quo. Changes in markets, regulation, the environment, and global politics affect the business and risk profiles of financial market participants. The central...
Persistent link: https://www.econbiz.de/10013404554
Cover Image
Strengthening capital markets regulation : national progress and gaps
Cuervo, Cristina; Long, Jennifer A.; Stobo, Richard - 2022
Persistent link: https://www.econbiz.de/10013335908
Cover Image
OTC Derivatives Market in India : Recent Regulatory Initiatives and Open Issues for Market Stability and Development
Arora, Dayanand - 2010
complementary. Regarding the introduction of new derivative products for credit risk transfer, the recent announcement by the RBI …
Persistent link: https://www.econbiz.de/10013143601
Cover Image
Comparing American and European regulation of over-the- counter derivative securities
Janda, Karel; Rausser, Gordon C. - In: European financial and accounting journal : EFAJ 6 (2011) 4, pp. 7-19
for end-users and the reporting of cleared and uncleared derivative transactions by nearly all financial counterparties …. The major differences arise with the restrictions on bank proprietary trading, with separation of derivative trading …
Persistent link: https://www.econbiz.de/10011460070