European Commission's Draft Proposal to amend the EU-Rating Regulation, could possibly be eliminated by procedural presumptions …

nonprime mortgage sector. Effective regulation is essential to prevent and contain such epidemics. An epidemic is the natural … a “criminogenic environment.” Factors that make an environment criminogenic include non-regulation, assets that lack …) both spread disease and weaken the host, making him more susceptible to other infections.Effective regulation is essential …

gaps or deficiencies in the regulation of broker-dealers and investment advisers. These firms often perform similar …

in regulation. This article explores the deployment of technology to embed regulatory objectives within the management … financial regulation. This perspective is developed by reviewing current debate on the use of technology and its application to … a range of challenges in financial regulation and supervision …

regulators are faced today with the daunting task of how best to approach its regulation in order to foster innovation and … in automated trading. Rather, any effective and future-proof AI-targeting regulation should be proportionate to the …

governance and risk regulation in China from a comparative perspective. It surveys corporate governance tools that have been … enterprise, focusing on China’s regulation of internal controls and risk management systems. These internal mechanisms are …

This monograph provides an overview of the theories of disclosure regulation and recent developments in the disclosure … regulation literature. We organize our discussion around three basic questions. First, why do we need to regulate corporate … disclosure in the financial market? Second, which theories explain the current state of disclosure regulation? Third, what are …

This is a chapter for a forthcoming volume Oxford Handbook of Financial Regulation (Oxford University Press 2014) (eds …. Eilís Ferran, Niamh Moloney, and Jennifer Payne). It provides an overview of EU financial regulation from the first banking … the accommodation of cross-border capital flows and their regulation necessarily require an orchestration of the …