Showing 1 - 10 of 153,162
This is a chapter for the forthcoming book in West Publishing Company's Inside the Minds Series focusing on Financial Services Enforcement and Compliance (published by Aspatore Books). This chapter provides an overview of nature and current state of the markets for the equity side and debt...
Persistent link: https://www.econbiz.de/10013063503
Clearinghouses are systemic nodes in financial markets that handle trillions of dollars’ worth of transactions. Yet, these critical market infrastructures stand on fragile foundations. The Dodd-Frank Wall Street Reform Act of 2010, the sweeping financial reform that followed the 2008 financial...
Persistent link: https://www.econbiz.de/10014361940
both the formal and informal institutions and processes of governance such as regulation and dispute settlement. The paper … regulation and governance simultaneously, and that the outcome of conflict over divergent actor preferences concerning governance … and regulation generates changes in market structures. Changes in preferences concerning governance therefore are …
Persistent link: https://www.econbiz.de/10014205356
This paper focuses on the impact of financial market infrastructures (FMIs) and of their regulation on the post … FMIs regulation. By reviewing the current move from ‘private' markets to ‘public' markets internationally, and with respect …
Persistent link: https://www.econbiz.de/10013033390
Financial regulation is a much debated topic for some time. The history of financial instruments started at a time when …. Financial derivatives are a sub species of financial instruments No internationally accepted principles for regulation of … judiciary regarding the regulation of financial instruments in general and financial derivatives in particular. The US, UK and …
Persistent link: https://www.econbiz.de/10012954603
In recent years, financial regulators have come under increasing judicial scrutiny for conducting inadequate cost/benefit assessments in advance of significant reforms. One facet of this scrutiny is judicial skepticism towards the proper role for regulatory experimentation (and the real option...
Persistent link: https://www.econbiz.de/10013056218
, try to time their debt-maturity issuance, given that long-term corporate debt issuance in both Canada and the United …
Persistent link: https://www.econbiz.de/10003933249
Canada and the United States. Here fintech is explored as a post global financial crisis ("GFC") phenomenon by surveying … fintech poses systemic risks, and optimal design principles for financial market regulation in light of continuing market and …
Persistent link: https://www.econbiz.de/10012896460
. Policy makers in Canada and the U.S. should encourage these positive developments, foster innovation and competition, and … necessary consumer protections are in place. The market environment and regulatory approaches in Canada and the U.S. are similar … for authorities in the U.S. and Canada. Fintech has many potential risks. If this revolution is not managed well, the …
Persistent link: https://www.econbiz.de/10014032288
are likely in the near future. -- banks ; comparative political economy ; financial regulation ; microprudential policy …
Persistent link: https://www.econbiz.de/10008907719