McKown, Joan; Klehm III, Henry; Gordon, Harold; … - In: Journal of Investment Compliance 17 (2016) 4, pp. 54-60
Purpose To explain and evaluate amendments to the rules of practice governing the US Securities and Exchange Commission …. Describes the July 2016 amendments covering expansion of the prehearing period, allowance of depositions, timing for completion …, and admissibility of hearsay evidence. Assesses the practical impact of the amendments. Makes recommendations concerning …